Bank Audit Officer

New York, NY 10007

Employment Type: Contract-to-Hire Industry: Banking - Finance Job Number: 4801 Salary Level: 120000 - 130000

 

High Profile International Bank has an immediate need for a Bank Audit Officer on a contract to hire basis

 

You will assist the Department Head in performing audits, internal control assessments, or reviews of compliance with established Bank policy and procedures, or laws and regulations.

 

This will include examining records/reports/operating practices and documenting sample selected, test performed, test results, audit conclusion and findings.

 

In summary:

  • Plan and perform financial, operational, and compliance audits in accordance with the annual internal audit plan
  • Conduct meetings/interviews/walkthroughs with Branch management and personnel to assess how controls are functioning in a specific area
  • Executes testing of specified area and identifies potential or reportable issues
  • Communicate findings to line management responsible for the area audited and the Department Head;
  • Draft audit findings/reports
  • Collect evidence and perform testing on corrective actions to ensure that remediation implemented is effective
  • Document samples selected, fieldwork performed, test results, conclusion and findings in a clear and concise manner
  • Organize supporting documents to support audit conclusion
  • Performs other duties as assigned provided that the duties performed do not infringe on the auditor’s independence or objectivity

Principle responsibilities are:

  • Assist in verifying that the Branch is in compliance with all applicable banking rules and related laws and regulations
  • Verify proper internal controls and risk management
  • Verify the accuracy of the information being provided in regulatory reports and letters
  • Verify the effectiveness of the information security in the branch’s operations
  • Verify compliance with the Branch’s and departmental policy and procedures, the guidance from Head Office as well as the applicable U.S. rules and regulations
  • Maintain professional competence by attending seminars, participating in professional societies, and reading pertinent publications
  • Ensure confidentiality of the bank’s information

 

 

 

  • 3+ years of audit experience through public accounting/auditing and/or internal audit experience in banking industry
  • Possesses an appropriate combination of technical expertise in fields such as auditing, finance, technology, operations, or investigations
  • Professional certification, such as CIA, CISA, or CAMS, a plus
  • Bi-lingual English and Chinese preferred
  • Bachelor’s degree in Auditing, Accounting, Finance or Information System preferred
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